Bruce Goodman, Esq.
Member, General Counsel
Bruce is SKK's General Counsel and has more than 38 years of experience as a business and legal counselor. He has served as General Counsel and a Director of public companies, as well as a Partner in a major Boston law firm for 13 years. Bruce has counseled entrepreneurs and professionals, public and privately-financed companies and non-profit institutions. He has represented such clients in business combinations, financial transactions, commercialization of technology and general business matters, as well as regulatory investigations and compliance counseling. Bruce graduated cum laude with a degree in Government from Harvard College, and holds a J.D. from Columbia Law School, where he was Editor of the Columbia Law Review and a Harlan Fiske Stone Scholar. Bruce is a Director of Bay Cove Human Services, Inc., a leading Boston social services agency.
Sebastian Granzo, IACCP®
Chief Compliance Officer | Managing Director, Risk & Operations
Sebastian is Chief Compliance Officer and Managing Director of Risk and Operations at Shepherd Kaplan, His primary responsibilities include the development of and the ongoing review of the Firm’s regulatory compliance program. Other responsibilities include managerial oversight of the Analytics and Operations teams as well as data management and integrity, training of staff across the organization, workflow management, resource allocation for current and future projects, and development of control processes and procedures. Sebastian has more than 14 years of experience in the financial services industry, with a focus on operations and regulatory compliance. Previously, he held multiple roles at JPMorgan & Chase, Co, where he worked for 9 years. Sebastian received his degree in International Management from Manhattanville College and holds the Investment Adviser Certified Compliance Professional designation.
HEATH MILLER, ESQ., L.L.M.